Dcf, LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
18
Avg account
$0

Firm details

Headquarters
Chattanooga, Tennessee
CRD number
149102
Registered since
June 23, 2009

Firm profile

FINTRX

Overview

Dcf, LLC is organized as a limited liability company and is registered with the SEC since 2009. FINTRX classifies the firm as an investment bank rather than a traditional registered investment adviser; ownership is listed as an individual proprietor. The firm is not identified as a capital allocator, is not flagged as an active ESG investor, and is not designated a multi-state adviser. Additional items such as client types, fee schedules, specific business lines, and advisory services were not disclosed in the FINTRX snapshot.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Michael Land

    Chief Investment Officer of Equities, Senior Managing Director Executive LeadershipCRD 4471879

Contacts

3 of 17
  • William Dorsa

    William Dorsa

    PartnerCRD 5558156

  • Robert Lutz

    Robert Lutz

    DirectorCRD 2825259

  • Rickey Swafford

    Rickey Swafford

    CRD 7880444

Unlock 14 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chattanooga, TN

Hamilton

Location

Chattanooga, TN

Headquartered in Chattanooga, TN, anchoring the Chattanooga-Cleveland-Dalton, TN-GA metro in the South.

Metro area
Chattanooga-Cleveland-Dalton, TN-GA
Region
South
County
Hamilton
Address
629 Market St
Time zone
CT (UTC-6)
Office locations

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