Advanced Strategies Broker Dealer LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Chattanooga, Tennessee
CRD number
164927
Registered since
August 6, 2013

Firm profile

FINTRX

Overview

Advanced Strategies Broker Dealer LLC is organized as a limited liability company and is SEC-registered since 2013. The firm is owned by an individual and is categorized as unclassified in the available records. Public-facing disclosures are sparse: the firm does not identify itself as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. Filings also indicate it does not act as a capital allocator. The firm did not provide descriptive material about its core business activities, advisory services, or affiliations in the source data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • Derek Cornelius

    Derek Cornelius

    CRD 2957254

  • Charles Bikas

    Charles Bikas

    OwnerCRD 2802911

  • Roger Ledford

    ManagementCRD 3219079

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chattanooga, TN

Hamilton

Location

Chattanooga, TN

Headquartered in Chattanooga, TN, anchoring the Chattanooga-Cleveland-Dalton, TN-GA metro in the South.

Metro area
Chattanooga-Cleveland-Dalton, TN-GA
Region
South
County
Hamilton
Address
1308 Dallas Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth