Dana Investment Advisors Inc

RIASEC Registered
Total AUM
$6.1B
Discretionary
$5.5B
91% of AUM
Avg account
$1.5M
Accounts
3,979
Employees
60
Advisory reps
28

Firm details

Headquarters
Waukesha, Wisconsin
CRD number
105879
Registered since
September 21, 1979
Website
www.danainvestment.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI31.81%
  • State / Municipal Government16.98%
  • Corporations / Businesses13.55%
  • Pension & Profit Sharing Plans11.8%
  • Charitable Organizations6.83%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Dana Investment Advisors Inc. is an institutional registered investment adviser that has been SEC registered since 1979. The firm manages portfolios for individuals and families as well as institutional clients, providing portfolio management for individuals/small businesses, investment companies, and businesses or institutions. Its billing approach combines percentage-of-AUM fees with fixed fees and performance-based arrangements. Dana Investment Advisors describes itself as an active ESG investor and, according to filings, operates primarily as a portfolio manager rather than a capital allocator. The firm has been recognized by CNBC among its Top 100 Financial Advisory Firms in multiple years (2019, 2020, 2021, 2022, 2025).

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 53%, US Government Bonds 23%, Investment Grade Corp Bonds 8%, Public Funds/Mutual Funds 8%, State & Local Bonds 5%, Cash & Cash Equivalents 3%53%
  • Exchange Traded Equities53%
  • US Government Bonds23%
  • Investment Grade Corp Bonds8%
  • Public Funds/Mutual Funds8%
  • State & Local Bonds5%

Owners & executives

3 of 3
  • Jerome Veranth

    Jerome Veranth

    Chief Investment Officer And Portfolio ManagerCRD 4343874

  • Mark Mirsberger

    Mark Mirsberger

    CEOCRD 3155055

  • Michael Stewart

    Michael Stewart

    Chief Compliance OfficerCRD 2631299

Contacts

3 of 25
  • Lori Salyers

    Lori Salyers

    AVPCRD 5682821

  • David Stamm

    David Stamm

    Portfolio Manager, Senior Vice PresidentCRD 5699945

  • Noaman Sharief

    Noaman Sharief

    SVP, Portfolio ManagerCRD 4307027

Unlock 22 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 112

Active vs passive

$252M in ETFs

Passive

49%

$122M

Active

4%

$129M

ETFProviderStyleCategoryValueShares% of portfolio
DANA UNCONSTRAINED EQUITY ETF (DUNK)$86.9M3,420,41334.51%
Unlock additional holdings →

Location

Primary office

Waukesha, WI

Waukesha

Location

Waukesha, WI

Headquartered in Waukesha, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Waukesha
Address
20700 Swenson Dr
Time zone
CT (UTC-6)
Office locations

Similar firms

Provident Trust Company

RIA

Waukesha, WI

AUM $6.9BTEAM 12REPS 10

Ellenbecker Investment Group

RIA

Waukesha, WI

AUM $2.1BTEAM 51REPS 21

IAG Wealth Partners, LLC

RIA

Waukesha, WI

AUM $1.9BTEAM 15REPS 17

Capital Innovations, LLC

RIA

Waukesha, WI

AUM $807MTEAM 4REPS 2

Global View Capital Management LLC

RIA

Waukesha, WI

AUM $775MTEAM 122REPS 101

Drake & Associates, LLC

RIA

Waukesha, WI

AUM $607MTEAM 36REPS 19
More RIAs in Waukesha →All Wisconsin RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth