DANA INVESTMENT ADVISORS INC

RIASEC RegisteredEst. 1979
Total AUM
$6.1B
Discretionary
$5.5B
91% of AUM
Avg account
$1.5M
Accounts
3,979
Employees
60
Advisory reps
28

Firm details

Headquarters
WAUKESHA, Wisconsin
CRD number
105879
Registered since
September 21, 1979
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI31.81%
  • State / Municipal Government16.98%
  • Corporations / Businesses13.55%
  • Pension & Profit Sharing Plans11.8%
  • Charitable Organizations6.83%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Dana Investment Advisors Inc. is a privately held advisory firm organized as a corporation and registered with the SEC since 1979. The firm serves high-net-worth individuals and families as well as institutional clients, providing portfolio management across individuals/small businesses, investment companies, and business or institutional accounts. Its fee arrangements include percentage-of-AUM fees, fixed fees, and performance-based fees. Dana describes itself as an active ESG investor and integrates environmental, social, or governance considerations into its investment process. The firm has been recognized by CNBC as one of the publication’s Top 100 Financial Advisory Firms in 2019, 2020, 2021, 2022, and 2025.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 53%, US Government Bonds 23%, Investment Grade Corp Bonds 8%, Public Funds/Mutual Funds 8%, State & Local Bonds 5%, Cash & Cash Equivalents 3%53%
  • Exchange Traded Equities53%
  • US Government Bonds23%
  • Investment Grade Corp Bonds8%
  • Public Funds/Mutual Funds8%
  • State & Local Bonds5%

Owners & executives

3 of 3
  • JEROME VERANTH

    Chief Investment Officer And Portfolio ManagerCRD 4343874

  • MICHAEL STEWART

    Chief Compliance OfficerCRD 2631299

  • MARK MIRSBERGER

    CEOCRD 3155055

Contacts

3 of 25
  • MATTHEW SLOWINSKI

    Senior Vice PresidentCRD 4772534

  • LORI SALYERS

    AVPCRD 5682821

  • DAVID STAMM

    Portfolio Manager, Senior Vice PresidentCRD 5699945

Unlock 22 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 106

Active vs passive

$216M in ETFs

Passive

50%

$109M

Active

4%

$107M

ETFProviderStyleCategoryValueShares% of portfolio
DANA UNCONSTRAINED EQUITY ETF (DUNK)$69M3,408,62931.91%

Location

Primary office

WAUKESHA, WI

WAUKESHA

Location

WAUKESHA, WI

Headquartered in WAUKESHA, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
WAUKESHA
Address
20700 Swenson Dr
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth