Dale Q. Rice Investment Management
Firm details
- Headquarters
- ,
- CRD number
- 310614
- Registered since
- March 17, 2022
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI79.39%
- Individuals14.38%
- Pension & Profit Sharing Plans3.17%
- Insurance Companies2.68%
- Corporations / Businesses0.38%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Dale Q. Rice Investment Management is an independent, SEC-registered RIA formed as a corporation and owned by an individual. The firm positions itself as a fee-based portfolio manager serving both individual and family clients as well as some institutional relationships, charging a percentage-of-AUM advisory fee. Its advisory work is focused on portfolio management for individuals and small businesses, and the firm also operates as an insurance broker—a role that appears to be integrated with its investment offerings. The adviser does not report an active ESG investing program and is not a multi-state or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds58%
- Exchange Traded Equities40%
- Cash & Cash Equivalents2%
Contacts
1 of 1Dale Rice
Investment AdvisorCRD 2394106
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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