D & P INVESTMENT ADVISORS, LTD.

RIASEC RegisteredEst. 2022

Total AUM

$198M

Discretionary

0% of AUM

Avg account

$306K

Accounts

647

Employees

Advisory reps

Firm details

Headquarters: WAKEFIELD, Rhode Island
CRD number: 119631
Registered since: April 28, 2022
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI71.54%
Individuals24.69%
Other2.44%
Corporations / Businesses1.33%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

D & P Investment Advisors, Ltd. is an independent, SEC-registered registered investment adviser that began registration in 2022 and is owned by an individual. The firm serves both individual and family clients as well as institutional clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its compensation arrangements include percentage-of-AUM fees alongside hourly and fixed-fee engagements. The firm does not identify as an active ESG investor, is not a multi-state adviser, and is not positioned as a capital allocator.