Breachway Investments, LLC
Firm details
- Headquarters
- Charlestown, Rhode Island
- CRD number
- 299102
- Registered since
- October 16, 2023
- Website
- www.breachwayinvestments.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI60.17%
- Individuals37.01%
- Charitable Organizations2.81%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Breachway Investments, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and owned by an individual. The firm serves both individual & family clients and institutional clients, offering fee arrangements tied to a percentage of assets under management alongside hourly billing for certain services. Its advisory menu includes financial planning, discretionary portfolio management for individuals/small businesses and for businesses or institutions, pension consulting services, and educational seminars or workshops. Breachway does not self-identify as an active ESG investor and is not listed as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds55%
- Exchange Traded Equities26%
- US Government Bonds9%
- Cash & Cash Equivalents4%
- Investment Grade Corp Bonds3%
Contacts
2 of 2
Joseph Curran
Founder & Investment AdvisorCRD 3024167
Samuel Kaplowitz
Investment Advisor RepresentativeCRD 5973521
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 79Active vs passive
$125M in ETFs
98%
$122M
0%
$3.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) VALUE ETF (SPYV) | State Street | Passive | Large Value | $11.7M | 205,819 | 9.32% |
Location
Charlestown, RI
Washington
Location
Charlestown, RI
Headquartered in Charlestown, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Washington
- Address
- 4259 Old Post Rd
- Time zone
- ET (UTC-5)
- Office locations
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