Cypress Asset Management Inc

RIASEC Registered

Total AUM

$456M

Discretionary

$456M

100% of AUM

Avg account

$5.2M

Accounts

87

Employees

5

Advisory reps

4

Firm details

Headquarters: Houston, Texas
CRD number: 106593
Registered since: April 10, 1996
Website: cypressasset.com
Custodians: CHARLES SCHWAB & CO., INC., BOFA SECURITIES, INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM
Client types: HNWI60.02%
Corporations / Businesses25.41%
Charitable Organizations13.84%
Individuals0.73%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Cypress Asset Management Inc is an independent, individually owned registered investment adviser that manages portfolios for both individuals and families as well as institutional clients. The firm is SEC-registered, with registration dating to 1996, and charges fees as a percentage of assets under management. Its advisory work centers on discretionary portfolio management for individuals, small businesses, and institutional/business clients. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities99%
Cash & Cash Equivalents1%

Owners & executives

1 of 1

Frank Lee
Chief Operating Officer, Portfolio ManagerCRD 2176742

Contacts

3 of 3

William Garwood
Investment PrincipalCRD 6120706
William Garwood
President & Portfolio ManagerCRD 2176730
Jeff Melloy
Vice PresidentCRD 7530076

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 16

Active vs passive

$16.3M in ETFs

Passive

100%

$16.3M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)	Invesco	Passive	Large Growth	$2.8M	3,760	17.02%

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Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area: Houston-The Woodlands, TX
Region: South
County: Harris
Address: 4550 Post Oak Place Dr
Time zone: CT (UTC-6)
Office locations

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