ADVOCATES WEALTH PLANNING

RIASEC RegisteredEst. 2006
Total AUM
$448M
Discretionary
$448M
100% of AUM
Avg account
$407K
Accounts
1,101
Employees
6
Advisory reps
4

Firm details

Headquarters
HOUSTON, Texas
CRD number
138612
Registered since
February 1, 2006
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI93.95%
  • Individuals6.05%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Advocates Wealth Planning is an independent registered investment adviser organized as a limited liability partnership and operating since 2006. The firm focuses on individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its fee model combines a percentage-of-AUM component with fixed fees, and it also operates as an insurance broker, maintaining an industry connection with an insurance company. Advocates Wealth Planning does not present itself as a capital allocator, is not active on ESG investing, and is not structured as a multistate or pension consulting adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 67%, Public Funds/Mutual Funds 30%, Cash & Cash Equivalents 3%67%
  • Exchange Traded Equities67%
  • Public Funds/Mutual Funds30%
  • Cash & Cash Equivalents3%

Contacts

3 of 4
  • COLEMAN CAMPBELL

    PartnerCRD 2805109

  • STEVEN BATES

    Financial AdvisorCRD 2979027

  • Callen Campbell

    Wealth Management AssociateCRD 7757014

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 96

Active vs passive

$341M in ETFs

Passive

48%

$162M

Active

52%

$178M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US CORE EQUITY 1 ETF (DCOR)DimensionalActiveLarge Blend$76.6M1,063,04222.50%

Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
920 Memorial City Way
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth