CURIO WEALTH, LLC

RIASEC RegisteredEst. 2023
Total AUM
$461M
Discretionary
$461M
100% of AUM
Avg account
$1.3M
Accounts
356
Employees
13
Advisory reps
9

Firm details

Headquarters
ANNAPOLIS, Maryland
CRD number
328178
Registered since
November 6, 2023
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI53.57%
  • Individuals45.24%
  • Pension & Profit Sharing Plans1.19%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Curio Wealth, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2023. The firm focuses on serving individual and family clients, providing financial planning and portfolio management for individuals and small businesses. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Curio identifies as an active ESG investor and does not operate as a capital allocator; it appears to implement client strategies primarily through externally managed funds and other third-party vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 90%, Cash & Cash Equivalents 5%, Exchange Traded Equities 4%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%90%
  • Public Funds/Mutual Funds90%
  • Cash & Cash Equivalents5%
  • Exchange Traded Equities4%
  • US Government Bonds1%
  • State & Local Bonds1%

Contacts

3 of 9
  • LYN DIPPEL

    Founder & Senior AdvisorCRD 4429564

  • JAMES KANTOWSKI

    Founder & Senior AdvisorCRD 4417452

  • JACOB SADLER

    FounderCRD 6063941

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 197

Active vs passive

$275M in ETFs

Passive

7%

$18.7M

Active

93%

$256M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US CORE EQUITY MARKET ETF (DFAU)DimensionalActiveLarge Blend$47.4M1,051,04917.24%

Location

Primary office

ANNAPOLIS, MD

ANNE ARUNDEL

Location

ANNAPOLIS, MD

Headquartered in ANNAPOLIS, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
ANNE ARUNDEL
Address
721 Melvin Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth