Cumberland Securities LLC

Broker-DealerFINRA MemberEst. 1984
Total AUM
Advisory reps
18
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
13970
Registered since
March 20, 1984

Firm profile

FINTRX

Overview

Cumberland Securities LLC is organized as a limited liability company and is shown as SEC-registered in 1984. The FINTRX snapshot classifies ownership as a mix of a domestic entity and individual ownership and lists the firm as unclassified for its business type. The profile indicates the firm does not act as a capital allocator and does not self-identify as an active ESG investor. It is not flagged as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. Public-facing detail about the firm’s specific advisory mandates, client segments, fee model, or day-to-day business activities is not provided in the source data, so the firm’s target client types and service model cannot be inferred from this record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Adam Garchik

    CEOCRD 2967638

  • Jason Kunreuther

    Chief Operating OfficerCRD 2648709

  • Chrizita Calixto

    Chrizita Calixto

    Chief Financial OfficerCRD 6564070

Contacts

3 of 15
  • Sayena Mostowfi

    Sayena Mostowfi

    DirectorCRD 5585902

  • April Heitz

    April Heitz

    Vice PresidentCRD 6029141

  • Gary Garelick

    Gary Garelick

    Senior Business ManagerCRD 4305583

Unlock 12 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
540 W Madison St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth