CUMBERLAND ADVISORS

RIASEC RegisteredEst. 1998

Total AUM

$3.2B

Discretionary

$3.2B

100% of AUM

Avg account

$1.4M

Accounts

2,349

Employees

Advisory reps

Firm details

Headquarters: SARASOTA, Florida
CRD number: 107964
Registered since: February 27, 1998
Website: www.cumber.com
Custodians: MORGAN STANLEY & CO. LLC, CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, U.S. BANCORP INVESTMENTS, INC., PERSHING LLC
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: Other36.6%
Individuals30.85%
HNWI22.32%
Corporations / Businesses4.39%
State / Municipal Government2.04%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingMarket Timing Services

Firm profile

FINTRX

Overview

Cumberland Advisors is an independent registered investment adviser operating as a limited liability company and registered with the SEC since 1998. The firm serves both individual and family clients as well as institutional investors, offering financial planning and portfolio management for individuals, small businesses, and institutions. Its service mix includes pension consulting and market-timing services. Cumberland’s fees are structured as a mix of AUM-based charges, fixed fees and other arrangements. The firm is not identified as an active ESG investor and is not positioned as a capital allocator. Cumberland lists industry relationships with banks or thrift institutions, trust companies and insurance companies, which can shape custody, product access and service delivery for some client segments.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

State & Local Bonds64%
Exchange Traded Equities17%
US Government Bonds11%
Investment Grade Corp Bonds5%
Cash & Cash Equivalents2%

Owners & executives

3 of 6

JOHN MOUSSEAU
Vice Chairman & Chief Investment OfficerCRD 1331715
MARK MYERS
Chief Operating OfficerCRD 7080993
Martina Schmidt
InstructorCRD 7935885

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Contacts

3 of 13

IRA BARON
Director, Strategic RelationshipsCRD 1954124
Rengan Krishnakumar
Director, Financial PlanningCRD 7919646
MICHAEL MCNIVEN
Senior Vice President & Regional Director of InvestmentsCRD 5676699