WALSH & ASSOCIATES, LLC
Firm details
- Headquarters
- SARASOTA, Florida
- CRD number
- 144441
- Registered since
- February 19, 2013
- Website
- www.walshandassociates.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI74.37%
- Individuals23.17%
- Pension & Profit Sharing Plans1.84%
- Corporations / Businesses0.51%
- Charitable Organizations0.11%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Walsh & Associates, LLC is an independent, SEC‑registered registered investment adviser organized as an LLC and operating since 2013. The firm serves both individuals/families and institutional clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Walsh also functions as an insurance broker and lists an affiliation with an insurance company. Its client billing mixes percentage-of-AUM fees with fixed fees. The adviser does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds97%
- Exchange Traded Equities1%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1JOSEPH WALSH
CEO and Wealth AdvisorCRD 1477994
Contacts
3 of 8TAYLOR GILCHRIST
Client Relationship ManagerCRD 7187220
MICHAEL WALSH
Wealth AdvisorCRD 5160655
JOSEPH WALSH
Wealth AdvisorCRD 4630974
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 144Active vs passive
$125M in ETFs
89%
$111M
10%
$13.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 1000 GROWTH ETF (IWF) | BlackRock | Passive | Large Growth | $13.8M | 32,351 | 11.04% |
Location
SARASOTA, FL
SARASOTA
Location
SARASOTA, FL
Headquartered in SARASOTA, FL, anchoring the North Port-Sarasota, FL metro in the South.
- Metro area
- North Port-Sarasota, FL
- Region
- South
- County
- SARASOTA
- Address
- 2350 Fruitville Rd
- Time zone
- ET (UTC-5)
- Office locations
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