Ctc, LLC

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
241
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
44597
Registered since
March 25, 1998

Firm profile

FINTRX

Overview

Ctc, LLC is organized as a limited liability company and has been SEC-registered since 1998. The firm is identified as being owned by a domestic entity or individual and is classified as “unclassified” in the snapshot data. Public disclosures indicate the firm is not designated as a capital allocator, does not identify itself as an active ESG investor, and is not flagged as a multistate adviser or pension consultant. Regulatory and filing details point to an entity that reports substantial market positions through 13F filings; however, the firm does not present a client roster or typical advisory activity in the available profile data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 6
  • Joshua Schubkegel

    Joshua Schubkegel

    Chief Technology OfficerCRD 4565313

  • Lauren Rauch

    Lauren Rauch

    Chief Operating OfficerCRD 5615472

  • Albert Kim

    Albert Kim

    Chief Compliance OfficerCRD 6183300

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Contacts

3 of 235
  • Kevin Cox

    Quantitative TraderCRD 7317898

  • Yashar Aghababaie

    Yashar Aghababaie

    Head of Systematic TradingCRD 5234275

  • Sean Anderson

    Sean Anderson

    EngineerCRD 8162151

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 4

Active vs passive

$349M in ETFs

Passive

100%

$349M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES SILVER TRUST (SLV)BlackRockPassiveCommodities Focused$244M3,582,61770.04%

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
425 S Financial Pl
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth