CPS Investment Advisors
Firm details
- Headquarters
- Lakeland, Florida
- CRD number
- 104914
- Registered since
- October 6, 1989
- Website
- cpsinvest.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI58.43%
- Individuals23.82%
- Pension & Profit Sharing Plans12.7%
- Corporations / Businesses2.77%
- Charitable Organizations2.27%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
CPS Investment Advisors is an independent, corporation-structured registered investment adviser that has been SEC-registered since 1989. The firm is owned by an individual and serves both individual & family clients as well as institutional clients. Its advisory services center on financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops. Fee arrangements include both percentage-of-AUM and fixed-fee engagements. CPS is not positioned as a capital allocator, does not identify as an active ESG investor, and does not present itself as a multistate or newly formed adviser. The firm maintains industry relationships with trust companies, accountants, and insurance companies to support client needs. CPS Investment Advisors was recognized in 2020 by the Financial Times (Top 300 RIA Firms) and by Financial Advisor Magazine (Top RIA Firms).
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities57%
- Public Funds/Mutual Funds26%
- Cash & Cash Equivalents11%
- Private Funds4%
- Non-Investment Grade Corp Bonds2%
Owners & executives
3 of 3
Patrick Gauthier
Chief Investment OfficerCRD 5163256
Christopher Tyndall
Managing Member And Chief Compliance OfficerCRD 4029078
Peter Golotko
President, Chief Executive OfficerCRD 3032495
Contacts
3 of 16
Michael Riskin
Vice President, TreasurerCRD 5762338
Derek Stroud
PresidentCRD 4028986
Larry Tyndall
Vice PresidentCRD 4029316
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 93Active vs passive
$581M in ETFs
83%
$481M
17%
$99.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $69.6M | 92,987 | 11.99% |
Location
Lakeland, FL
Polk
Location
Lakeland, FL
Headquartered in Lakeland, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.
- Metro area
- Orlando-Lakeland-Deltona, FL
- Region
- South
- County
- Polk
- Address
- 205 E Orange St
- Time zone
- ET (UTC-5)
- Office locations
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