CORNERSTONE SECURITIES LLC

RIASEC RegisteredEst. 2025
Total AUM
$210M
Discretionary
$210M
100% of AUM
Avg account
$169K
Accounts
1,246
Employees
10
Advisory reps
10

Firm details

Headquarters
OVERLAND PARK, Kansas
CRD number
140379
Registered since
June 20, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals56.1%
  • HNWI43.9%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Cornerstone Securities LLC is an independent RIA structured as an LLC and owned by an individual. The firm serves individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and selection of external advisers. It also operates as an insurance broker and uses a mix of fee models (ad valorem AUM fees, hourly charges, and fixed fees). Cornerstone identifies itself as a capital allocator and is not an active ESG investor. The firm is listed as SEC-registered in 2025 and reports it is not a multistate adviser. It does not describe pension consulting or related-adviser activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Cash & Cash Equivalents 12%, US Government Bonds 10%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%75%
  • Exchange Traded Equities75%
  • Cash & Cash Equivalents12%
  • US Government Bonds10%
  • State & Local Bonds1%
  • Investment Grade Corp Bonds1%

Owners & executives

2 of 2
  • BRIAN TAYLOR

    President, CEOCRD 4337776

  • RUSSELL FIEGER

    CEOCRD 4122326

Contacts

3 of 8
  • Steven Stratton

    Investment Advisor RepresentativeCRD 1368111

  • BART SPACHEK

    founder and directorCRD 5065019

  • JON FERGUSON

    Investment Advisor RepresentativeCRD 4619256

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

OVERLAND PARK, KS

JOHNSON

Location

OVERLAND PARK, KS

Headquartered in OVERLAND PARK, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
JOHNSON
Address
6710 W 121st St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth