CORE FINANCIAL

RIASEC RegisteredEst. 2015

Total AUM

$302M

Discretionary

$114M

38% of AUM

Avg account

$531K

Accounts

568

Employees

Advisory reps

Firm details

Headquarters: EL SEGUNDO, California
CRD number: 155205
Registered since: July 6, 2015
Website: corefpi.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC., RBC CAPITAL MARKETS, LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI69.13%
Insurance Companies11.53%
Corporations / Businesses11.52%
Individuals7.82%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Core Financial is an independent registered investment adviser formed in 2015 that serves both individual and institutional clients. The firm operates as a capital allocator and combines financial planning with portfolio management across a mix of client types, including individuals, families and small businesses, as well as institutions. Advisory services include investment portfolio management, pension consulting, selection of third‑party advisers and financial planning; the firm also functions as an insurance broker and is involved as an investment sponsor/GP and managing member of pooled investment vehicles. Investment activity leans heavily toward private funds and third‑party alternative managers, with a material allocation to non‑traditional strategies alongside more conventional mutual fund holdings. Core Financial charges a mix of percentage‑of‑AUM, hourly and fixed fees and typically acts in both discretionary and non‑discretionary roles for clients. The firm does not identify as an active ESG investor.