Cook Pine Securities LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Greenwich, Connecticut
CRD number
152365
Registered since
January 23, 2013

Firm profile

FINTRX

Overview

Cook Pine Securities LLC is organized as a limited liability company and has been SEC-registered since 2013. FINTRX classifies ownership as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator and does not report engagement as an ESG investor. It is also not listed as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser. The dataset provides minimal disclosure of business lines, client segments, or fee arrangements, so public-facing descriptions of the firm's advisory focus and service mix are not available in this profile.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Michael Stephenson

    Michael Stephenson

    Co-Chief Investment OfficerCRD 2569736

  • Karen Gendron

    CFOCRD 1503330

Contacts

2 of 2
  • Eiichiro Kuwana

    Eiichiro Kuwana

    President & Founding PrincipalCRD 2272620

  • Yumi Kuwana

    Yumi Kuwana

    Founding PrincipalCRD 1606505

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
2 Sound View Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth