Cook Pine Securities LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Greenwich, Connecticut
CRD number
152365
Registered since
January 23, 2013

Firm profile

FINTRX

Overview

Cook Pine Securities LLC is organized as a limited liability company and is registered with the SEC as of 2013. Public filings list the firm's ownership as a combination of a domestic entity and an individual and classify the adviser as "unclassified" rather than under a more specific RIA category. The firm does not describe itself as a capital allocator, and it does not identify as an active ESG investor. It is not registered as a multi‑state adviser, and filings indicate it is not set up as a pension consultant or a related adviser. The public record contains no detail on the firm's client segmentation, fee schedule, advisory services, or investment strategies.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Karen Gendron

    CFOCRD 1503330

  • Michael Stephenson

    Michael Stephenson

    Co-Chief Investment OfficerCRD 2569736

Contacts

2 of 2
  • Eiichiro Kuwana

    Eiichiro Kuwana

    President & Founding PrincipalCRD 2272620

  • Yumi Kuwana

    Yumi Kuwana

    Founding PrincipalCRD 1606505

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
2 Sound View Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth