Convoy Investments, LLC

RIASEC RegisteredEst. 2015

Total AUM

$262M

Discretionary

$262M

100% of AUM

Avg account

$8.2M

Accounts

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 174969
Registered since: March 9, 2015
Website: www.convoyinvestments.com
Custodians: UBS FINANCIAL SERVICES INC., INTERACTIVE BROKERS LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI77.11%
Corporations / Businesses13.57%
Pooled Investment Vehicles9.32%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPublication of Periodicals

Firm profile

FINTRX

Overview

Convoy Investments, LLC operates as a hedge-fund style advisory business that serves both high-net-worth individuals and institutional clients. The firm is structured as a limited liability company and has been SEC-registered since 2015. Its advisory scope includes direct portfolio management for individuals and small businesses, management of pooled investment vehicles, and management for businesses or institutions. Convoy also engages in publication activity related to investment topics and functions as a sponsor, general partner, or managing member of pooled vehicles. Fee arrangements combine a percentage of assets under management, fixed fees, and performance-based fees, consistent with an active, manager-led approach. The firm is not positioned as an ESG-focused manager and is not registered as a multi-state adviser.