Conrad Siegel Investment Advisors

RIASEC Registered
Total AUM
$12.1B
Discretionary
$4.1B
34% of AUM
Avg account
$10M
Accounts
1,218
Employees
29
Advisory reps
36

Firm details

Headquarters
Harrisburg, Pennsylvania
CRD number
123560
Registered since
November 14, 2003
Custodians
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, CHARLES SCHWAB & CO., INC., EMPOWER ADVISORY GROUP
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Pension & Profit Sharing Plans83.14%
  • HNWI6.37%
  • State / Municipal Government4.64%
  • Charitable Organizations3.22%
  • Individuals1.47%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Conrad Siegel Investment Advisors is an independent registered investment adviser that has been SEC-registered since 2003. The firm serves both individual and family clients as well as institutional relationships, offering financial planning and portfolio management for individuals, small businesses, and business or institutional clients. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements, and the firm notes affiliation with pension consulting activities. The firm does not classify itself as a capital allocator and identifies as a non-ESG active investor. Conrad Siegel has received multiple industry recognitions over recent years, including appearances on CNBC’s Top 100 Financial Advisory Firms lists (2019, 2020, 2022, 2025) and placement on Forbes and FA Magazine lists of top RIA firms (Forbes 2022–2024; FA Magazine 2020).

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 59%, Private Funds 35%, Exchange Traded Equities 5%, Cash & Cash Equivalents 1%59%
  • Public Funds/Mutual Funds59%
  • Private Funds35%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents1%

Owners & executives

2 of 2
  • Nicholas Frankenstein

    Nicholas Frankenstein

    Chief Operations OfficerCRD 4858582

  • David Lytle

    David Lytle

    Partner, CIOCRD 6394008

Contacts

3 of 34
  • Brooke Petersen

    Brooke Petersen

    Wealth ConsultantCRD 5764068

  • Catherine Azeles

    Catherine Azeles

    Partner, Wealth ConsultantCRD 5147682

  • Tracy Burke

    Tracy Burke

    Partner, Investment ConsultantCRD 5204129

Unlock 31 more contacts →

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 49

Active vs passive

$597M in ETFs

Passive

64%

$383M

Active

36%

$214M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US CORE EQUITY 2 ETF (DFAC)DimensionalActiveLarge Blend$131M2,950,97821.98%

Location

Primary office

Harrisburg, PA

Dauphin

Location

Harrisburg, PA

Headquartered in Harrisburg, PA, anchoring the Harrisburg-York-Lebanon, PA metro in the Northeast.

Metro area
Harrisburg-York-Lebanon, PA
Region
Northeast
County
Dauphin
Address
501 Corporate Cir
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth