Taylor Securities Services, Inc.
Firm details
- Headquarters
- Harrisburg, Pennsylvania
- CRD number
- 304070
- Registered since
- June 2, 2022
- Website
- taylorretirementservices.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals55.23%
- HNWI34.26%
- Corporations / Businesses10.51%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Taylor Securities Services, Inc. is a non-independent retail investment adviser that registered with the SEC in 2022. The firm is owned by an individual and serves a mix of individual & family and institutional clients, offering portfolio management services focused on individuals and small businesses. Its primary fee model is a percentage of assets under management. The firm is affiliated with an insurance company and does not position itself as a capital allocator. It is not identified as an active ESG investor and does not operate as a multistate or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds71%
- Exchange Traded Equities28%
- Derivatives1%
- Other1%
Contacts
3 of 5
Stacy Fleming
Director, Compliance ServicesCRD 5782272
Shawn Mullarkey
Vice President, Financial AdvisorCRD 5495111
Janet Lowe
Financial AdvisorCRD 2048149
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 22Active vs passive
$187M in ETFs
27%
$51.3M
71%
$136M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SWAN HEDGED EQUITY US LARGE CAP ETF (HEGD) | Active | Options Trading | $75.4M | 2,805,568 | 40.21% |
Location
Harrisburg, PA
Dauphin
Location
Harrisburg, PA
Headquartered in Harrisburg, PA, anchoring the Harrisburg-York-Lebanon, PA metro in the Northeast.
- Metro area
- Harrisburg-York-Lebanon, PA
- Region
- Northeast
- County
- Dauphin
- Address
- 3113 N Front St
- Time zone
- ET (UTC-5)
- Office locations
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