CONCENTRIC

RIASEC RegisteredEst. 2022
Total AUM
$13.9B
Discretionary
$13.9B
100% of AUM
Avg account
$2.6M
Accounts
5,371
Employees
26
Advisory reps
14

Firm details

Headquarters
WALNUT CREEK, California
CRD number
321633
Registered since
May 25, 2022
Custodians
CHARLES SCHWAB & CO., INC., PNC INVESTMENTS LLC, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI83.94%
  • Corporations / Businesses9.29%
  • Individuals3.99%
  • Charitable Organizations2.53%
  • Pension & Profit Sharing Plans0.16%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Concentric is an SEC-registered investment adviser organized as a limited liability company that provides discretionary portfolio management for individuals, families, small businesses and institutional clients. The firm charges a percentage-of-AUM fee and identifies equities as its primary preference, running strategies that lean heavily on exchange-traded equities while layering in third-party alternative managers and ESG considerations. Concentric’s advisory activities include separate account management for private clients and institutional portfolios, and it reports affiliations with other investment-adviser and trust company activities that support a broader wealth-management offering.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 56%, State & Local Bonds 19%, Public Funds/Mutual Funds 14%, US Government Bonds 9%, Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%56%
  • Exchange Traded Equities56%
  • State & Local Bonds19%
  • Public Funds/Mutual Funds14%
  • US Government Bonds9%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 3
  • Ralph Studley

    Chief Revenue OfficerCRD 4514830

  • JAMES MCCALL

    Chief Compliance OfficerCRD 4488129

  • RAHUL AGRAWAL

    President, Chief Investment OfficerCRD 4840980

Contacts

3 of 11
  • Luke Hass

    AnalystCRD 7968105

  • ERIC SHULENBERGER

    DirectorCRD 4817831

  • FREDERICK BACANI

    Managing DirectorCRD 3059729

Unlock 8 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 112

Active vs passive

$225M in ETFs

Passive

85%

$191M

Active

15%

$33.9M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$21M48,9359.35%

Location

Primary office

WALNUT CREEK, CA

CONTRA COSTA

Location

WALNUT CREEK, CA

Headquartered in WALNUT CREEK, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
CONTRA COSTA
Address
1333 N California Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth