Capital Advantage, Inc.
Firm details
- Headquarters
- Walnut Creek, California
- CRD number
- 108985
- Registered since
- September 23, 1998
- Website
- capitaladvantage.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI84%
- Individuals15.6%
- Corporations / Businesses0.28%
- Charitable Organizations0.12%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Capital Advantage, Inc. is an independent registered investment adviser that has been SEC-registered since 1998. The firm serves both individual and family clients as well as institutional investors, charging fees based on a percentage of assets under management. Its advisory services center on financial planning, discretionary portfolio management for individuals and small businesses, and the selection of third-party advisers. The firm identifies as a capital allocator and flags itself as an active ESG investor, indicating ESG considerations are integrated into its manager selection or portfolio construction.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds73%
- Exchange Traded Equities17%
- Investment Grade Corp Bonds5%
- State & Local Bonds2%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1
Dawnalizabeth Henke
Principal And Chief Compliance OfficerCRD 5012266
Contacts
3 of 7
Ian Castille
Principal & Senior Financial AdvisorCRD 5091378
Colin Taylor
Principal, Director of InvestmentsCRD 5196686
John Hayman
President and FounderCRD 1041878
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 92Active vs passive
$877M in ETFs
61%
$532M
29%
$346M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES SHORT DURATION BOND ACTIVE ETF (NEAR) | BlackRock | Active | Short Term Bond | $105M | 2,104,332 | 11.96% |
Location
Walnut Creek, CA
Contra Costa
Location
Walnut Creek, CA
Headquartered in Walnut Creek, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Contra Costa
- Address
- 1855 Olympic Blvd
- Time zone
- PT (UTC-8)
- Office locations
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