CAPITAL ADVANTAGE, INC.
Firm details
- Headquarters
- WALNUT CREEK, California
- CRD number
- 108985
- Registered since
- September 23, 1998
- Website
- capitaladvantage.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI84%
- Individuals15.6%
- Corporations / Businesses0.28%
- Charitable Organizations0.12%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Capital Advantage, Inc. is an independent registered investment adviser formed in 1998 that serves both individual/family and institutional clients. The firm operates as a capital allocator and charges fees tied to assets under management. Its core advisory services include financial planning, portfolio management for individuals and small businesses, and selecting third-party managers. The firm identifies as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds73%
- Exchange Traded Equities17%
- Investment Grade Corp Bonds5%
- State & Local Bonds2%
- Cash & Cash Equivalents2%
Owners & executives
2 of 2JOHN HAYMAN
Founder and Chief Investment OfficerCRD 1041878
DAWNALIZABETH HENKE
Principal And Chief Compliance OfficerCRD 5012266
Contacts
3 of 7Selma Hackett
Client Service ManagerCRD 7853480
IAN CASTILLE
Principal & Senior Financial AdvisorCRD 5091378
DONNA ZINMAN
Principal & Senior Financial AdvisorCRD 2223112
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 86Active vs passive
$807M in ETFs
65%
$521M
26%
$286M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND (VCIT) | Vanguard | Passive | Corporate Bond | $80.5M | 973,171 | 9.98% |
Location
WALNUT CREEK, CA
CONTRA COSTA
Location
WALNUT CREEK, CA
Headquartered in WALNUT CREEK, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- CONTRA COSTA
- Address
- 1855 Olympic Blvd
- Time zone
- PT (UTC-8)
- Office locations
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