Capital Advantage, Inc.
Firm details
- Headquarters
- Walnut Creek, California
- CRD number
- 108985
- Registered since
- September 23, 1998
- Website
- capitaladvantage.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI84%
- Individuals15.6%
- Corporations / Businesses0.28%
- Charitable Organizations0.12%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Capital Advantage, Inc. is an independent, SEC-registered investment adviser (since 1998) organized as a corporation and described in FINTRX as a capital allocator. The firm serves both individual/family and institutional clients, charging fees based on a percentage of assets under management. Core advisory services include financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. The firm identifies as an active ESG investor and reports using external managers as part of its allocation process.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds73%
- Exchange Traded Equities17%
- Investment Grade Corp Bonds5%
- State & Local Bonds2%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1
Dawnalizabeth Henke
Principal And Chief Compliance OfficerCRD 5012266
Contacts
3 of 8
Selma Hackett
Client Service ManagerCRD 7853480
Ian Castille
Principal & Senior Financial AdvisorCRD 5091378
Donna Zinman
Principal & Senior Financial AdvisorCRD 2223112
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 98Active vs passive
$872M in ETFs
60%
$527M
29%
$345M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| CAPITAL GROUP US MULTI-SECTOR INCOME ETF (CGMS) | Capital Group | Active | Multisector Bond | $104M | 3,791,682 | 11.89% |
Location
Walnut Creek, CA
Contra Costa
Location
Walnut Creek, CA
Headquartered in Walnut Creek, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Contra Costa
- Address
- 1855 Olympic Blvd
- Time zone
- PT (UTC-8)
- Office locations
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