COMPREHENSIVE FINANCIAL MANAGEMENT LLC
Firm details
- Headquarters
- LOS GATOS, California
- CRD number
- 159641
- Registered since
- March 20, 2012
- Website
- comp-financial.com
- Custodians
- THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
- Fee structure
- Hourly Charges, Fixed Fees, Performance Based Fees
- Client types
- HNWI92.97%
- Other5%
- Charitable Organizations2.02%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Comprehensive Financial Management LLC is an independent, SEC-registered RIA that acts as a capital allocator for both wealthy individuals/families and institutional clients. The firm provides financial planning and portfolio management for individuals, small businesses and institutions, and it offers selection-of-other-advisers services. Its fee arrangements include hourly and fixed fees as well as performance-based fees. The firm's regulatory record shows SEC registration in 2012 and it lists accounting among its business activities. It does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Private Funds53%
- Exchange Traded Equities23%
- Public Funds/Mutual Funds11%
- Cash & Cash Equivalents8%
- Non-Exchange Traded Equities2%
Owners & executives
1 of 1NICHOLAS BROWN
Chief Compliance OfficerCRD 7054786
Contacts
3 of 5JEFFREY MOHR
Special MemberCRD 6902840
MICHAEL MOHR
ManagerCRD 1435017
GREGORY HARDESTER
ManagerCRD 6006430
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 9Active vs passive
$690M in ETFs
100%
$690M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD TRUST (GLD) | State Street | Passive | Commodities Focused | $494M | 1,147,529 | 71.60% |
Location
LOS GATOS, CA
SANTA CLARA
Location
LOS GATOS, CA
Headquartered in LOS GATOS, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SANTA CLARA
- Address
- 720 University Ave
- Time zone
- PT (UTC-8)
- Office locations
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