Legacy Capital Group California, Inc.
Firm details
- Headquarters
- Los Gatos, California
- CRD number
- 111436
- Registered since
- September 10, 2008
- Website
- www.lcgca.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions, Other
- Client types
- HNWI38.16%
- Corporations / Businesses37.88%
- Pension & Profit Sharing Plans14.82%
- Charitable Organizations6.97%
- Pooled Investment Vehicles2.16%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Legacy Capital Group California, Inc. is an independent, SEC-registered advisory corporation that serves both individual/family and institutional clients. The firm functions as a capital allocator and offers a mix of advisory and brokerage services: financial planning, portfolio management for individuals and pooled vehicles, selection of other advisers, pension consulting, and educational workshops. It operates as a registered representative of a broker-dealer and as an insurance broker, and bills clients through a combination of percentage-of-AUM, fixed fees, commissions and other arrangements. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities57%
- Public Funds/Mutual Funds19%
- Private Funds10%
- Cash & Cash Equivalents10%
- US Government Bonds3%
Owners & executives
3 of 4
Richard Baer
Co-Founder & CEOCRD 848798
Kim Lawson
COOCRD 2190770
Lonny Elfenbein
Chief Compliance OfficerCRD 2937038
Contacts
1 of 1
Brent Bunger
Co-Founder & PresidentCRD 1488149
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 88Active vs passive
$131M in ETFs
67%
$88.2M
25%
$43M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN ULTRA-SHORT INCOME ETF (JPST) | JP Morgan | Active | Ultrashort Bond | $11.6M | 228,759 | 8.82% |
Location
Los Gatos, CA
Santa Clara
Location
Los Gatos, CA
Headquartered in Los Gatos, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Santa Clara
- Address
- 459 Monterey Ave
- Time zone
- PT (UTC-8)
- Office locations
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