COLLIE FINANCIAL PLANNING, INC.

Overview

Collie Financial Planning, Inc. is an independent registered investment adviser operating as a corporation and SEC-registered in 2022. The firm serves both individual and family clients as well as institutional clients, offering a mix of financial planning and discretionary portfolio management alongside advisory services to small businesses and institutions. Its advisory menu explicitly includes financial planning services, portfolio management, pension consulting-type services, selection of other advisers and educational seminars — reflecting a hybrid practice that combines direct portfolio management with adviser-of-advisers activity. Investment activity is concentrated in pooled public vehicles: the firm shows a clear tilt toward public funds and mutual funds for core exposures while retaining the flexibility to allocate to third‑party alternative managers. Collie uses a fee model that blends percentage-of-AUM billing with hourly charges, positioning itself for both ongoing asset management relationships and project-based planning work. The firm identifies as a capital allocator, which aligns with its practice of selecting outside managers and placing client capital into external strategies where appropriate. It does not report being an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices