The Wealth Group, Ltd

RIASEC Registered

Total AUM

$160M

Discretionary

$156M

98% of AUM

Avg account

$547K

Accounts

293

Employees

Advisory reps

Firm details

Headquarters: Raleigh, North Carolina
CRD number: 154106
Registered since: June 9, 2023
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI82.09%
Individuals14.67%
Pension & Profit Sharing Plans2.43%
Corporations / Businesses0.81%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

The Wealth Group, Ltd is a privately held corporation that positions itself as a capital allocator for individual and family clients. The firm is SEC-registered (registration year 2023) and offers a mix of financial planning, portfolio management for individuals and small businesses, and manager selection services. Compensation is primarily a percentage of assets under management with supplemental hourly charges for certain work. The firm identifies as equity-focused, is not an active ESG investor, and operates under a single-owner structure. Its business relationships include affiliations with a broker-dealer, another investment adviser, and an accounting practice, which supports a blend of execution, outsourced-manager access, and financial planning capabilities.