The Wealth Group, Ltd
Firm details
- Headquarters
- Raleigh, North Carolina
- CRD number
- 154106
- Registered since
- June 9, 2023
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI82.09%
- Individuals14.67%
- Pension & Profit Sharing Plans2.43%
- Corporations / Businesses0.81%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
The Wealth Group, Ltd. is a corporation that provides financial planning, portfolio management for individuals and small businesses, and selection of outside advisers. The firm reports acting as a capital allocator and serves individual and family clients. Its stated fee arrangements include a percentage of assets under management and hourly charges. The Wealth Group registered with the SEC in 2023 and lists industry affiliations that include a broker-dealer, other investment adviser relationships, and accounting services. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities71%
- Cash & Cash Equivalents18%
- Public Funds/Mutual Funds11%
Contacts
3 of 5James Parker
Registered RepresentativeCRD 4026477
Leonard Creech
Investment Adviser RepresentativeCRD 4086445
Keith Beck
OwnerCRD 2420576
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 4Active vs passive
$2M in ETFs
100%
$2M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD INFORMATION TECHNOLOGY INDEX FUND (VGT) | Vanguard | Passive | Technology | $1.1M | 9,077 | 53.69% |
Location
Raleigh, NC
Wake
Location
Raleigh, NC
Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Wake
- Address
- 100 E Six Forks Rd
- Time zone
- ET (UTC-5)
- Office locations
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