The Wealth Group, Ltd

RIASEC RegisteredEst. 2023

Total AUM

$160M

Discretionary

$156M

98% of AUM

Avg account

$547K

Accounts

293

Employees

Advisory reps

Firm details

Headquarters: Raleigh, North Carolina
CRD number: 154106
Registered since: June 9, 2023
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI82.09%
Individuals14.67%
Pension & Profit Sharing Plans2.43%
Corporations / Businesses0.81%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

The Wealth Group, Ltd is a privately held corporate RIA that serves individual and family clients with financial planning, portfolio management for individuals and small businesses, and the selection of third-party advisers. The firm charges fees based on a percentage of assets under management and also levies hourly fees for certain services. It is registered with the SEC (registered in 2023) and identifies as a capital allocator rather than an ESG-focused manager. The firm reports affiliations with broker‑dealers, other investment advisers, and accounting professionals, and it does not position itself as a pension consultant or a related adviser.