Codex Capital Asset Management, L.L.C.
Firm details
- Headquarters
- ,
- CRD number
- 309373
- Registered since
- February 26, 2021
- Custodians
- GOLDMAN SACHS & CO. LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI94.72%
- Pension & Profit Sharing Plans5.28%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Codex Capital Asset Management, L.L.C. is an SEC-registered investment adviser organized as an LLC and first registered in 2021. The firm serves individual and family clients, providing portfolio management services for individuals and small businesses. It charges fees based on a percentage of assets under management and is owned by an individual proprietor. Codex reports no active ESG investing program, is not a multi-state adviser, and does not act as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities94%
- US Government Bonds6%
Contacts
1 of 1Alexander Becker
Investment Advisor RepresentativeCRD 2098627
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 3Active vs passive
$17.4M in ETFs
100%
$17.4M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $11.2M | 17,270 | 64.52% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
Oakwood Capital, Inc.
RIASt Louis Park, MN
Professional Financial Management, Inc.
RIABozeman, MT
Northern Capital Retirement Services, Inc.
RIASpokane, WA
MD Financial Advisors / Vestment Financial
RIAChanhassen, MN
Nautilus Advisors LLC
RIALa Jolla, CA
Thryve Wealth Management
RIASanta Barbara, CA