CIRCLE WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2007

Total AUM

$14.1B

Discretionary

$9.5B

67% of AUM

Avg account

$12.4M

Accounts

1,138

Employees

Advisory reps

Firm details

Headquarters: SUMMIT, New Jersey
CRD number: 142878
Registered since: April 24, 2007
Website: www.circlewm.com
Custodians: CHARLES SCHWAB & CO., INC., J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI92.8%
Charitable Organizations7.15%
Corporations / Businesses0.05%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Circle Wealth Management, LLC is an independent registered investment adviser organized as an LLC and operating since 2007. The firm acts as a capital allocator for both individual & family and institutional clients, charging percentage-of-AUM and fixed fees for its services. Its advisory work centers on financial planning, discretionary and non-discretionary portfolio management for individuals and small businesses, selection of third‑party advisers, and client education through seminars and workshops. Circle Wealth identifies as an active ESG investor and has been recognized in industry rankings, including Financial Times’ Top 300 RIA Firms (2020), FA Magazine’s Top RIA Firms (2020), and Citywire’s 50 Growers Across America (2024).