Chicago Capital, LLC
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 291624
- Registered since
- January 11, 2018
- Website
- www.chi-cap.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI94.13%
- Corporations / Businesses2.94%
- Individuals2.41%
- Charitable Organizations0.52%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Chicago Capital, LLC is an independent registered investment adviser formed in 2018 and organized as an LLC. The firm serves both individual and family clients as well as institutional accounts, offering financial planning and portfolio management for individuals, small businesses, and institutions. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Chicago Capital does not position itself as a capital allocator and is not identified as an active ESG investor or pension consultant. The firm has been recognized in industry lists, appearing in FA Magazine's Top RIA Firms in 2020 and on Forbes' America's Top RIA Firms lists in 2023 and 2024.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities84%
- US Government Bonds6%
- Public Funds/Mutual Funds5%
- Cash & Cash Equivalents5%
Owners & executives
1 of 1
Stacey Sargent
Partner, COOCRD 2594207
Contacts
3 of 10
Malinda Distefano
Portfolio AssociateCRD 4448174
Eric Maddix
PartnerCRD 3254223
Scott Frazin
PartnerCRD 6675466
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 50Active vs passive
$87.4M in ETFs
98%
$85.2M
<1%
$2.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $15.8M | 21,130 | 18.05% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 550 W Washington Blvd
- Time zone
- CT (UTC-6)
- Office locations
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