Castleark Management LLC

RIASEC RegisteredEst. 1999

Total AUM

$4.6B

Discretionary

$4.6B

100% of AUM

Avg account

$69.5M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Chicago, Illinois
CRD number: 109587
Registered since: February 4, 1999
Website: castleark.com
Custodians: THE BANK OF NEW YORK MELLON, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, BROWN BROTHERS HARRIMAN INVESTMENTS, LLC, STATE STREET BANK AND TRUST COMPANY
Fee structure: Percentage of AUM
Client types: State / Municipal Government58.85%
Pension & Profit Sharing Plans24.77%
Pooled Investment Vehicles7.9%
Investment Companies6.8%
HNWI1.68%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Castleark Management LLC is an institutional registered investment adviser formed in 1999 and organized as an LLC. The firm serves both individual/family and institutional clients and charges fees based on a percentage of assets under management. Its advisory work spans portfolio management for individuals and small businesses, investment companies, pooled investment vehicles, and other businesses or institutions. Castleark is not positioned as a dedicated capital allocator; it also operates in sponsor and GP roles for pooled vehicles and identifies as an adviser and sponsor in industry affiliations. The firm does not describe itself as an active ESG investor and is not registered as a multi-state adviser.