CASTLEARK MANAGEMENT LLC

RIASEC RegisteredEst. 1999
Total AUM
$4.6B
Discretionary
$4.6B
100% of AUM
Avg account
$69.5M
Accounts
66
Employees
28
Advisory reps
9

Firm details

Headquarters
CHICAGO, Illinois
CRD number
109587
Registered since
February 4, 1999
Custodians
THE BANK OF NEW YORK MELLON, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, BROWN BROTHERS HARRIMAN INVESTMENTS, LLC, STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM
Client types
  • State / Municipal Government58.85%
  • Pension & Profit Sharing Plans24.77%
  • Pooled Investment Vehicles7.9%
  • Investment Companies6.8%
  • HNWI1.68%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Castleark Management LLC is a privately held investment adviser organized as an LLC and SEC-registered since 1999. It manages portfolios for high-net-worth individuals and families as well as institutional clients, charging fees as a percentage of assets under management. The firm provides discretionary portfolio management across separate accounts, pooled vehicles and investment companies, and it acts in sponsor/GP and managing member roles for pooled investment vehicles. Castleark does not self-identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, Investment Grade Corp Bonds 10%, Cash & Cash Equivalents 3%, State & Local Bonds 2%85%
  • Exchange Traded Equities85%
  • Investment Grade Corp Bonds10%
  • Cash & Cash Equivalents3%
  • State & Local Bonds2%

Owners & executives

1 of 1
  • DANIEL BECKER

    Principal, Co-Chief Investment OfficerCRD 2016895

Contacts

3 of 8
  • AJOY REDDI

    Principal & Portfolio ManagerCRD 4092141

  • GREGORY BAXTER

    Principal & Portfolio ManagerCRD 4548246

  • JEROME CASTELLINI

    Co-FounderCRD 1333585

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 36

Active vs passive

$601M in ETFs

Passive

99%

$595M

Active

0%

$6M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF (SPIB)State StreetPassiveCorporate Bond$90.2M2,688,38015.00%

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
1 N Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth