Chatterton & Associates
Firm details
- Headquarters
- Anaheim, California
- CRD number
- 132295
- Registered since
- August 6, 2004
- Website
- chattertoninc.com
- Custodians
- SEI INVESTMENTS DISTRIBUTION CO.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI65.54%
- Individuals34.46%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Chatterton & Associates is an independent, individual‑owned registered investment adviser that has been SEC registered since 2004. The firm focuses on serving individual and family clients and operates as a capital allocator, blending fee models that include percentage‑of‑AUM and fixed fees. Beyond advisory services, Chatterton conducts activities as a registered representative of a broker‑dealer, an insurance broker, and a seller of other financial products. Advisory services emphasize financial planning and portfolio management for individuals and small businesses, along with selection of external advisers, publication of periodicals or newsletters, and educational seminars/workshops. The firm does not identify as an active ESG investor and does not describe itself as a multi‑state or pension consultant adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds75%
- Exchange Traded Equities22%
- Cash & Cash Equivalents3%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 82Active vs passive
$179M in ETFs
59%
$106M
15%
$72.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $15.7M | 177,211 | 8.77% |
Location
Anaheim, CA
Orange
Location
Anaheim, CA
Headquartered in Anaheim, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 3061 E Lane Palma Ave
- Time zone
- PT (UTC-8)
- Office locations
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