AEGIS ASSET MANAGEMENT, INC.

RIASEC Registered
Total AUM
$11.5M
Discretionary
$11.5M
100% of AUM
Avg account
$765K
Accounts
15
Employees
3
Advisory reps
2

Firm details

Headquarters
ANAHEIM, California
CRD number
305008
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Pension & Profit Sharing Plans44.88%
  • HNWI38.63%
  • Corporations / Businesses12.69%
  • Individuals3.8%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Aegis Asset Management, Inc. is a corporation that provides portfolio management services primarily for individuals and small businesses. The firm focuses on a diverse client base that includes both individual and family clients as well as institutional clients. Aegis Asset Management operates under a fee structure based on a percentage of assets under management, which aligns its interests with those of its clients. The firm does not engage in active ESG investing and is not classified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 71%, Cash & Cash Equivalents 29%71%
  • Exchange Traded Equities71%
  • Cash & Cash Equivalents29%

Contacts

2 of 2
  • DAVID PILLER

    Investment Advisor RepresentativeCRD 2224611

  • KENNETH CATANZARITE

    PresidentCRD 1193073

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

ANAHEIM, CA

ORANGE

Location

ANAHEIM, CA

Headquartered in ANAHEIM, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
2331 W Lincoln Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth