Cetera Planning Partners
Firm details
- Headquarters
- Leawood, Kansas
- CRD number
- 129625
- Registered since
- January 16, 2004
- Website
- www.planningretirements.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI80.23%
- Individuals16.49%
- Pension & Profit Sharing Plans1.75%
- Corporations / Businesses1.54%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Cetera Planning Partners is an independent registered investment adviser organized as a limited liability company and registered with the SEC since 2004. The firm serves both individual/family and institutional clients and bills for advice using a combination of percentage-of-AUM and fixed fees. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, and client education through newsletters and seminars. Cetera Planning Partners maintains industry relationships across broker-dealers, trust companies, banks and insurance providers. The firm appeared on FA Magazine’s Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities77%
- Public Funds/Mutual Funds13%
- Cash & Cash Equivalents6%
- Other2%
- US Government Bonds1%
Owners & executives
3 of 11
Matthew Bregozzo
Chief Compliance OfficerCRD 5881295
Kristy Haley
Chief Compliance OfficerCRD 4022155
Kevin Jaegers
Chief Operations OfficerCRD 4794772
Contacts
3 of 314
Jeffrey Murry
Senior Solutions ConsultantCRD 5649127
Sean Mahoney
Senior Wealth AdvisorCRD 5696751
Thad Lichter
Investment Advisor RepresentativeCRD 5703792
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 390Active vs passive
$3.8B in ETFs
68%
$2.6B
30%
$1.2B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD S&P 500 ETF (VOO) | Vanguard | Passive | Large Blend | $362M | 516,923 | 9.64% |
Location
Leawood, KS
Johnson
Location
Leawood, KS
Headquartered in Leawood, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- Johnson
- Address
- 11460 Tomahawk Creek Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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