Cetera Financial Specialists LLC
Firm details
- Headquarters
- Schaumburg, Illinois
- CRD number
- 10358
- Registered since
- January 21, 1982
- Website
- www.cetera.com
Firm profile
FINTRXOverview
Cetera Financial Specialists LLC is an independent broker‑dealer organized as a limited liability company and SEC‑registered since 1982. Ownership is recorded as domestic entity and individual. FINTRX classifies the organization as an independent broker‑dealer rather than a capital allocator or multi‑state registered advisory firm. The profile on file indicates the firm is not flagged as an active ESG investor, is not designated as a pension consultant, and is not listed as a related adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 37Karen Topolinski
CEO & PresidentCRD 4230220
Margaret Mcninch
Operations CoordinatorCRD 6287296
Joseph Miceli
President, CEOCRD 2100678
Contacts
3 of 1627
Cheryl Pointer
Senior Investment ManagerCRD 5342675
Cyndi Richardson
President & OwnerCRD 4679638
Rene Lucero
EmployeeCRD 4676472
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Schaumburg, IL
Cook
Location
Schaumburg, IL
Headquartered in Schaumburg, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 1450 American Ln
- Time zone
- CT (UTC-6)
- Office locations
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