Cetera Financial Specialists LLC

Overview

Cetera Financial Specialists LLC is listed as a limited liability company operating as an independent broker‑dealer. The entity’s FINTRX snapshot shows an SEC registration year of 1982 and identifies the owner type as both a domestic entity and an individual. The profile records several negative flags: the firm is not flagged as a capital allocator, not an active ESG investor, not a multi‑state adviser, not a newly formed adviser, not a pension consultant, and not a related adviser. FINTRX does not provide detail on the firm’s fee structure, specific advisory activities, or the types of clients it serves, so the public snapshot focuses on organizational classification rather than portfolio management or product‑selection practices.

Assets & Accounts

Location & Offices