CERTUITY, LLC

RIASEC RegisteredEst. 2004
Total AUM
$3.3B
Discretionary
$2.2B
68% of AUM
Avg account
$1.8M
Accounts
1,828
Employees
35
Advisory reps
23

Firm details

Headquarters
NORTH PALM BEACH, Florida
CRD number
129505
Registered since
January 2, 2004
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI72.37%
  • Pooled Investment Vehicles23.65%
  • Corporations / Businesses2.24%
  • Individuals1%
  • Pension & Profit Sharing Plans0.75%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Certuity, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2004. The firm serves both individual/family and institutional clients and describes itself as a capital allocator that offers financial planning, portfolio management for individuals and small businesses, management of pooled investment vehicles, pension consulting, and selection of other advisers. Its fee arrangements include percentage-of-AUM, fixed fees, and performance-based fees. Certuity is not identified as an active ESG investor. The firm has been recognized in industry lists, including placement on Financial Times’ Top 300 RIA firms (2020), FA Magazine’s Top RIA Firms (2020), Forbes’ America’s Top RIA Firms (2023) and Top RIA Firms (2024), and Citywire’s 50 Growers Across America (2023).

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 44%, Public Funds/Mutual Funds 17%, Private Funds 15%, US Government Bonds 7%, Non-Exchange Traded Equities 5%, Other 5%, State & Local Bonds 4%, Cash & Cash Equivalents 3%44%
  • Exchange Traded Equities44%
  • Public Funds/Mutual Funds17%
  • Private Funds15%
  • US Government Bonds7%
  • Non-Exchange Traded Equities5%

Owners & executives

3 of 3
  • PAUL FELSCH

    Chief Compliance OfficerCRD 5811362

  • SCOTT WELCH

    Partner, CIOCRD 4038356

  • Leonidas Mecham

    Chief Financial Officer & Chief Compliance OfficerCRD 5422991

Contacts

3 of 20
  • Anna Yu

    AssociateCRD 7435583

  • MICHAEL NUNNALLY

    Account Vice PresidentCRD 5913610

  • HOLLY WORKMAN

    Associate DirectorCRD 5413543

Unlock 17 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 152

Active vs passive

$465M in ETFs

Passive

93%

$430M

Active

5%

$34.9M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$67.2M112,48514.45%

Location

Primary office

NORTH PALM BEACH, FL

PALM BEACH

Location

NORTH PALM BEACH, FL

Headquartered in NORTH PALM BEACH, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
PALM BEACH
Address
1295 US Highway 1
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth