Ceres Securities, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
South Bend, Indiana
CRD number
269903
Registered since
August 5, 2016

Firm profile

FINTRX

Overview

Ceres Securities, LLC is organized as a limited liability company and has been SEC-registered since 2016. The ownership structure listed combines a domestic entity and an individual. The firm is not placed into a specific industry classification in the source record and has not identified itself as a related adviser or a newly formed adviser. Regulatory and operating attributes reported for Ceres Securities, LLC include that it does not act as a capital allocator, is not a multi-state adviser, is not a pension consultant, and is not an active ESG investor. The firm did not provide descriptive entries for its core business activities, advisory services, client segments, or fee arrangements in the supplied data.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Barbara Keady

    Barbara Keady

    Director of MarketingCRD 1498972

  • Edward Corrigan

    Edward Corrigan

    Vice President of Business DevelopmentCRD 7329830

  • Tamara Schooley

    Tamara Schooley

    Assistant ControllerCRD 6771423

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

South Bend, IN

St Joseph

Location

South Bend, IN

Headquartered in South Bend, IN, anchoring the South Bend-Elkhart-Mishawaka, IN-MI metro in the Midwest.

Metro area
South Bend-Elkhart-Mishawaka, IN-MI
Region
Midwest
County
St Joseph
Address
806 Howard St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth