CEF Advisors

RIASEC Registered
Total AUM
$186M
Discretionary
$112M
60% of AUM
Avg account
$1M
Accounts
180
Employees
6
Advisory reps
2

Firm details

Headquarters
,
CRD number
115562
Registered since
July 26, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees
Client types
  • HNWI54.75%
  • Investment Companies39.2%
  • Individuals6.05%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPublication of PeriodicalsSecurity Ratings / Pricing Services

Firm profile

FINTRX

Overview

CEF Advisors is a corporate registered investment adviser that has been SEC-registered since 2018. The firm serves both individual/family clients and institutional investors. Its ownership is listed as individual and it operates under a variety of fee arrangements (percentage of AUM, hourly, subscription and fixed fees). Advisory services include portfolio management for individuals/small businesses and for investment companies, along with publication of periodicals/newsletters and provision of security ratings or pricing services. The firm is not identified as an active ESG investor and is not a multistate adviser per the available filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 98%, Cash & Cash Equivalents 2%98%
  • Public Funds/Mutual Funds98%
  • Cash & Cash Equivalents2%

Contacts

2 of 2
  • John Scott

    John Scott

    PresidentCRD 4364191

  • Daniel Silver

    Daniel Silver

    Portfolio ManagerCRD 4568791

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 7

Active vs passive

$7.1M in ETFs

Passive

0%

$0

Active

39%

$7.1M

ETFProviderStyleCategoryValueShares% of portfolio
BLUEROCK PRIVATE REAL ESTATE FUND (BPRE)$2.7M208,54738.31%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth