CCM Securities, LLC

Broker-DealerFINRA MemberEst. 2001
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
104457
Registered since
April 12, 2001

Firm profile

FINTRX

Overview

CCM Securities, LLC is a limited liability company that has been SEC-registered since 2001. FINTRX characterizes ownership as a mix of a domestic entity and an individual and assigns the firm an "unclassified" profile category. The public profile provides minimal detail on the firm's client base, fee structure or specific advisory activities. The firm's FINTRX record flags several negative designations rather than specialty services: it is not listed as a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not marked as newly formed, and is not recorded as a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Arthur Duquette

    CEO and PrincipalCRD 3158046

  • Michael Kole

    Michael Kole

    Chief Financial OfficerCRD 4854378

Contacts

1 of 1
  • Christopher Mcguigan

    Compliance OfficerCRD 2486075

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
440 S La Salle St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth