Catey, Inc.

Overview

Catey, Inc. is a small corporate registered investment adviser serving individual and family clients, along with a limited number of small business and institutional accounts. The firm charges a percentage-of-AUM fee and can assess performance-based fees, indicating a willingness to structure compensation tied to results on select mandates. Its stated advisory activities focus on discretionary portfolio management for individuals, small businesses and businesses or institutions. The firm's asset mix is cash-heavy, with a large portion of assets held in cash and cash equivalents, suggesting either a conservative stance, short-term liquidity priorities, or accounts in transition. Catey, Inc. is not identified as an active ESG investor and is classified as an unclassified adviser. Ownership is split between a foreign entity and an individual, and the firm is not designated as a capital allocator. Catey, Inc. uses third-party alternative managers rather than primarily operating as a direct allocator. Industry affiliations listed include other investment adviser relationships, an insurance company affiliation and a pension consultant role, which can inform how they blend traditional portfolios with insurance and retirement-related solutions.

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