Essex Advisory

RIAState Registered

Total AUM

$9.3M

Discretionary

$9.3M

100% of AUM

Avg account

$715K

Accounts

Employees

Advisory reps

Firm details

Headquarters: Brooklyn, New York
CRD number: 312140
Registered since: January 19, 2021
Website: www.essexsecurities.com
Custodians: RBC CAPITAL MARKETS, LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI97.65%
Individuals2.35%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Essex Advisory is an LLC that directs capital primarily for individual and family clients. The firm provides financial planning and portfolio management for individuals, small businesses, and institutions, and it also offers pension consulting and manager selection services. Compensation is a mix of asset-based fees, hourly charges, and flat fees, reflecting a boutique advice model rather than a purely transaction-driven practice. The firm identifies as a capital allocator and maintains an affiliation with a broker-dealer. Ownership appears split between a domestic entity and an individual. Essex Advisory is registered to do business in multiple states (California, Florida, New Jersey, New York) and lists activities that include selecting other advisers, which suggests it uses third-party managers as part of its program set.