CASTLE HARLAN, INC.

RIASEC RegisteredEst. 2012
Total AUM
$678M
Discretionary
$678M
100% of AUM
Avg account
$32.3M
Accounts
21
Employees
27
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
158106
Registered since
March 30, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Castle Harlan, Inc. operates as a private equity manager and sponsor, managing pooled investment vehicles for institutional clients. The firm is structured as a corporation and has been SEC-registered since 2012. Its advisory activity centers on portfolio management for pooled investment vehicles, and it serves as a general partner, sponsor and managing member of those vehicles rather than functioning primarily as a capital allocator. Fee arrangements combine a percentage-of-AUM management fee with performance-based fees, reflecting a typical private equity carry structure. Castle Harlan is not listed as an active ESG investor. The firm’s client base is institutional and relatively concentrated. In addition to operating its own private funds, Castle Harlan commits to or uses external alternative managers for private equity and venture capital exposure, indicating a mix of in-house sponsorship and third-party manager allocations in its approach.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • JAMES REDDINGTON

    Chief Financial OfficerCRD 6519906

  • JOHN CASTLE

    Chairman and Chief Executive OfficerCRD 43129

  • DAVID PITTAWAY

    Chief Compliance OfficerCRD 1395349

Contacts

1 of 1
  • DAVID CASTLE

    Managing PartnerCRD 6519898

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
150 E 58th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth