WARANA CAPITAL, LLC

RIASEC RegisteredEst. 2017
Total AUM
$673M
Discretionary
$673M
100% of AUM
Avg account
$25.9M
Accounts
26
Employees
14
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
288311
Registered since
June 30, 2017
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Warana Capital, LLC is an SEC-registered investment adviser organized as an LLC and classified principally as a private equity fund manager. Registered in 2017 and owned by an individual, the firm provides portfolio management for pooled investment vehicles and serves an institutional client base. Warana acts in sponsor and general-partner roles for pooled funds and charges a mix of percentage-of-assets, fixed, and performance-based fees. The firm is not positioned as an ESG-focused allocator and is not designated as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Timothy Ivers

    CEOCRD 6797325

Contacts

1 of 1
  • GRANT GILLESPIE

    PartnerCRD 4966324

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
55 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth