CASTELLANO & ASSOCIATES

RIASEC RegisteredEst. 2024
Total AUM
$130M
Discretionary
$130M
100% of AUM
Avg account
$280K
Accounts
462
Employees
14
Advisory reps
3

Firm details

Headquarters
SHREVEPORT, Louisiana
CRD number
117369
Registered since
May 23, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI65.71%
  • Individuals29.48%
  • Pension & Profit Sharing Plans4.81%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Castellano & Associates is an independent, SEC-registered registered investment adviser organized as an LLC and registered in 2024. Ownership is held by an individual and the firm serves a mix of individual and family clients alongside institutional and small-business relationships. Its advisory services span financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. The firm also lists accounting among its business activities. Fee arrangements include percentage-of-AUM billing plus hourly and fixed-fee options. Castellano & Associates does not position itself as a capital allocator and is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 68%, Cash & Cash Equivalents 14%, US Government Bonds 9%, Exchange Traded Equities 8%, State & Local Bonds 1%68%
  • Public Funds/Mutual Funds68%
  • Cash & Cash Equivalents14%
  • US Government Bonds9%
  • Exchange Traded Equities8%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • Carson Castellano

    Chief Compliance OfficerCRD 8227460

Contacts

2 of 2
  • ARNOLD CASTELLANO

    FounderCRD 4490396

  • Connor Castellano

    Founder & Financial PlannerCRD 6569751

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SHREVEPORT, LA

CADDO

Location

SHREVEPORT, LA

Headquartered in SHREVEPORT, LA, anchoring the Shreveport-Bossier City-Minden, LA metro in the South.

Metro area
Shreveport-Bossier City-Minden, LA
Region
South
County
CADDO
Address
9343 Ellerbe Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth