CASSADY WEALTH & RETIREMENT PLANNING L.L.C.

RIASEC RegisteredEst. 2024
Total AUM
$292M
Discretionary
$249M
85% of AUM
Avg account
$426K
Accounts
685
Employees
5
Advisory reps
5

Firm details

Headquarters
HENDERSON, Nevada
CRD number
309710
Registered since
March 25, 2024
Custodians
SEI INVESTMENTS DISTRIBUTION CO., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals60.09%
  • HNWI39.91%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Cassady Wealth & Retirement Planning L.L.C. is a privately held LLC that provides advisory services to individual and family clients. The firm is SEC-registered and operates as an owner-managed practice. Its adviser activities include financial planning, discretionary portfolio management for individuals and small businesses, pension consulting, and the selection of outside advisers. Compensation is primarily a percentage of assets under management with the option to bill hourly for certain engagements. Cassady does not present itself as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 85%, Cash & Cash Equivalents 9%, Exchange Traded Equities 5%, Investment Grade Corp Bonds 1%85%
  • Public Funds/Mutual Funds85%
  • Cash & Cash Equivalents9%
  • Exchange Traded Equities5%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • JASEN CASSADY

    Founder & CEOCRD 4942336

Contacts

3 of 4
  • SEAN YAO

    Investment Advisor RepresentativeCRD 5002048

  • Parker Schmidt

    Registered RepresentativeCRD 7972932

  • Julie Malonzo

    Registered RepresentativeCRD 7240120

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 103

Active vs passive

$243M in ETFs

Passive

57%

$138M

Active

39%

$105M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD GROWTH INDEX FUND (VUG)VanguardPassiveLarge Growth$32.4M38,98313.32%

Location

Primary office

HENDERSON, NV

CLARK

Location

HENDERSON, NV

Headquartered in HENDERSON, NV, anchoring the Las Vegas-Henderson, NV metro in the West.

Metro area
Las Vegas-Henderson, NV
Region
West
County
CLARK
Address
2400 W Horizon Ridge Pkwy
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth