Carroll Frank & Plotkin LLC

Overview

Carroll Frank & Plotkin LLC operates as a limited liability company with an individual owner and describes itself as a capital allocator serving individual and small-business clients. The firm functions both as a registered representative of a broker‑dealer and as an insurance broker, and it provides financial planning, portfolio management for individuals and small businesses, and selection-of-other-advisers services. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee options. The firm is not identified as an active ESG investor and is not characterized as a multistate or newly formed adviser.

Investments & Alternatives