Captrust

RIASEC Registered
Total AUM
$1.2T
Discretionary
$320B
26% of AUM
Avg account
$8.4M
Accounts
146,777
Employees
1,841
Advisory reps
982

Firm details

Headquarters
Raleigh, North Carolina
CRD number
175112
Registered since
July 11, 2003
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types
  • Pension & Profit Sharing Plans86.65%
  • HNWI7.23%
  • State / Municipal Government2.96%
  • Charitable Organizations2.03%
  • Individuals0.53%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Captrust is an independent registered investment adviser organized as an LLC that acts as both a wealth manager and a capital allocator for individuals, families and institutional clients. The firm is SEC-registered (registered in 2003) and combines portfolio management and financial planning with consulting and fiduciary services, including selection of third‑party managers. Its service mix includes fee‑based AUM charges alongside hourly, fixed and performance‑based fee arrangements. Captrust also markets educational seminars and publishes client communications, and it performs insurance brokerage and accounting activities as part of its client service offering. The firm reports active ESG investing and maintains affiliations across the industry, including broker‑dealer, insurance company and sponsor/GP roles in pooled vehicles. Captrust has been recognized in industry lists and rankings over the past decade, appearing in outlets such as CNBC, Financial Times, FA Magazine, Barron’s (multiple years) and AdvisorHub.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 48%, Other 18%, Private Funds 17%, Exchange Traded Equities 14%, Cash & Cash Equivalents 3%48%
  • Public Funds/Mutual Funds48%
  • Other18%
  • Private Funds17%
  • Exchange Traded Equities14%
  • Cash & Cash Equivalents3%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1,091

Active vs passive

$35.8B in ETFs

Passive

87%

$31.2B

Active

10%

$4.7B

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$3.5B4,652,4509.73%

Location

Primary office

Raleigh, NC

Wake

Location

Raleigh, NC

Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
Wake
Address
4208 Six Forks Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth