CAPSOUTH WEALTH MANAGEMENT

RIASEC RegisteredEst. 2004

Total AUM

$1B

Discretionary

$437M

44% of AUM

Avg account

$705K

Accounts

1,420

Employees

Advisory reps

Firm details

Headquarters: DOTHAN, Alabama
CRD number: 132517
Registered since: September 10, 2004
Website: capsouthwm.com
Custodians: CHARLES SCHWAB & CO., INC., PRINCIPAL SECURITIES, INC., EMPOWER TRUST COMPANY
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Pension & Profit Sharing Plans53.59%
HNWI35.33%
Individuals8.34%
Corporations / Businesses2.52%
Charitable Organizations0.22%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Capsouth Wealth Management is an independent, SEC-registered registered investment adviser functioning as a capital allocator for both high-net-worth individuals and institutional clients. The firm, founded and operating under individual ownership, combines traditional advisory services with insurance brokerage capabilities and a mix of fee arrangements (percentage of AUM, hourly, fixed fees and other structures). Service lines include financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, pension consulting services and client education through seminars and workshops. Investment activity is weighted toward pooled public products for core exposure while selectively allocating to private-market strategies through third-party managers. The firm is not positioned as an ESG-driven manager and operates mainly within a single-state regulatory footprint. Capsouth received recognition as a Top RIA Firms pick from FA Magazine in 2020.