ONEASCENT INVESTMENT SOLUTIONS, LLC
Firm details
- Headquarters
- Birmingham, Alabama
- CRD number
- 285512
- Registered since
- March 2, 2017
- Website
- financial.oneascent.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies82.64%
- Pooled Investment Vehicles15.72%
- HNWI1.36%
- Individuals0.19%
- Corporations / Businesses0.09%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment Companies
Firm profile
FINTRXOverview
Oneascent Investment Solutions, LLC is an SEC-registered advisory firm formed as an LLC in 2017 that serves both high-net-worth individuals/families and institutional clients. The firm charges fees as a percentage of assets under management and lists portfolio management for individuals/small businesses and for investment companies among its advisory activities. Oneascent reports it is not an active ESG investor, is not a multi-state adviser, and does not position itself as a capital allocator — it relies on external managers rather than operating its own private funds. Its regulatory classification is unclassified and it identifies as an investment adviser in industry affiliations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities76%
- Public Funds/Mutual Funds22%
- Non-Exchange Traded Equities1%
- Cash & Cash Equivalents1%
Owners & executives
2 of 2Robert Grubb
COOCRD 6618081
HARRY PEARSON
Founder & CEOCRD 2847191
Contacts
3 of 3ASHLEIGH SWAYZE
Managing MemberCRD 4632543
Brian Watson
Director, Investor RelationsCRD 8055177
Coleman Pearson
Vice President, Investment SolutionsCRD 6714346
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 11Active vs passive
$39.3M in ETFs
79%
$31M
20%
$8.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND (VGIT) | Vanguard | Passive | Intermediate Government | $16M | 268,378 | 40.67% |
Location
Birmingham, AL
SHELBY
Location
Birmingham, AL
Headquartered in Birmingham, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.
- Metro area
- Birmingham-Hoover-Talladega, AL
- Region
- South
- County
- SHELBY
- Address
- 23 Iverness Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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