Capo Creek Financial Solutions

RIAState Registered
Total AUM
$9M
Discretionary
$9M
100% of AUM
Avg account
$214K
Accounts
42
Advisory reps
1

Firm details

Headquarters
San Clemente, California
CRD number
311923
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Capo Creek Financial Solutions operates as a sole proprietorship and is registered at the state level in California. The firm positions itself as an independent registered investment adviser serving individual and family clients, with primary activities focused on financial planning and portfolio management for individuals and small businesses. Its revenue model is a percentage-of-assets-under-management fee structure, and the business also conducts other financial product sales. The adviser reports a single-owner, individual-led structure rather than a multi-advisor or capital-allocating platform. The firm does not identify as an ESG investor and appears to concentrate its practice within California rather than operating as a multistate adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Contacts

1 of 1
  • Pierre Gendreau

    Investment AdvisorCRD 4335205

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

San Clemente, CA

Orange

Location

San Clemente, CA

Headquartered in San Clemente, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
26 Via Adrian
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth