Caplink Securities, Inc

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Manhattan Beach, California
CRD number
130702
Registered since
August 17, 2004

Firm profile

FINTRX

Overview

Caplink Securities, Inc. is a corporation that has been SEC-registered since 2004 and is owned by an individual. The firm is classified as unclassified in the source data and is not identified as a capital allocator. It is not flagged as an active ESG investor, nor as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. The dataset supplied does not detail the company's advisory activities, fee structure, client segments, or specific business lines. The available record is limited to regulatory and organizational descriptors rather than a narrative about investment strategy or client service model. That lack of operational detail makes it difficult to characterize the firm’s target clients or how it sources and manages assets.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Michael Oshiro

    Michael Oshiro

    CEOCRD 2271174

Contacts

3 of 7
  • Michael Barr

    MarketingCRD 2647258

  • Judd Nydes

    Judd Nydes

    MarketingCRD 2960503

  • Thomas Barrett

    Thomas Barrett

    FinOpCRD 2821759

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Manhattan Beach, CA

Los Angeles

Location

Manhattan Beach, CA

Headquartered in Manhattan Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
1230 Rosecrans Ave
Time zone
PT (UTC-8)
Office locations

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